SEC EDGAR From: http://www.sec.gov/edaux/ddd/appxi.txt EDGAR Dissemination Service I-15 LEXIS-NEXIS APPENDIX I CORRECTION EXAMPLES Example 1 Deletion of an Act/File Number for a Registrant from a Filing The submission in this example has the following structure before the correction is transmitted (documents have been ignored because they cannot be changed by this type of post-acceptance correction): submission 2222222222-91-000152 UŽŽŽŽŽŽŽŽŽŽŽŽAŽŽŽŽŽŽŽŽŽŽŽŽ¨ 3 3 filer filer 6666666666 2222222222 3 3 UŽŽŽŽAŽŽŽŽŽ¨ UŽŽŽŽU 3 3 3 filing filing filing values values values 033-12345 811-14680 033-12345-01 The submission after applying the deletion change in the following example has the following structure: submission 2222222222-91-000152 UŽŽŽŽŽŽŽŽŽŽŽŽAŽŽŽŽŽŽŽŽŽŽŽŽ¨ 3 3 filer filer 6666666666 2222222222 3 3 AŽŽŽŽ¨ UŽŽŽŽU 3 3 filing filing values values 811-24680 033-12345 The dissemination file representing this deletion contains the tags and tag values in the following example. Tag specific to this correction appear in BOLD. 19911202:182251 2222222222-91-00152 485A24E 2 19911202 Putnam Information Science Trust 6666666666 6799 010198287 MA 1031 485A24E 33 033-12345 91500045 485A24E 40 811-24680 91500046 ONE POST OFFICE CIRCLE BOSTON MA 02109 516-555-1212 ONE POST OFFICE CIRCLE BOSTON MA 02109 Putnam Information Science Trust 19910114 Hewlett Packard 2222222222 3571 234432439 CO 1231 485A24E 33 033-12345-01 91560047 234 MAIN STREET COLORADO SPRINGS CO 80840 312-555-1212 234 MAIN STREET COLORADO SPRING CO 80840 Hewlett Packard Systems 19910114 Example 2 Deletion of a Registrant from a Filing The submission in this example has the following structure before the correction is transmitted (documents have been ignored because they cannot be changed by this type of post-acceptance correction): submission 2222222222-91-000152 UŽŽŽŽŽŽŽŽŽŽŽŽAŽŽŽŽŽŽŽŽŽŽŽŽ¨ 3 3 filer filer 6666666666 2222222222 3 3 UŽŽŽŽAŽŽŽŽŽ¨ UŽŽŽŽU 3 3 3 filing filing filing values values values 033-12345 811-14680 033-12345-01 The submission after applying the deletion change in the following example has the following structure. The tag values in the deleted portion are those applicable immediately before the deletion was made. The tag values in the rest of the dissemination file are the most recent values and may have changed since the original submission dissemination: submission 2222222222-91-000152 3 AŽŽŽŽŽŽŽ¨ 3 filer 2222222222 3 3 UŽŽŽŽŽU 3 filing values 033-12345-01 The dissemination file representing this deletion contains the tags and tag values in the following example. Tags specific to the correction appear in BOLD. 19911202:182251 2222222222-91-00152 485A24E 2 19911202 Putnam Information Science Trust 6666666666 6799 010198287 MA 1031 485A24E 33 033-12345 91500045 485A243 40 811-24680 91500046 ONE POST OFFICE CIRCLE BOSTON MA 02109 516-555-1212 ONE POST OFFICE CIRCLE BOSTON 02109 02109 Putnam Information Science Trust 19910114 Hewlett Packard 2222222222 3571 234432439 CO 1231
495A24E 33 033-12345-01 91560047 234 MAIN STREET COLORADO SPRING CO 80840 312-555-1212 234 MAIN STREET COLORADO SPRING CO 80840 Hewlett Packard Systems 19910114 Example 3 Deletion of a Filing In this example, the whole submission is deleted. The tag values are those applicable immediately before the submission was deleted. 19911202:182251 2222222222-91-00152 485A24E 2 19911202 Putnam Information Science Trust 6666666666 6799 010198287 MA 1031 485A24E 33 033-12345 91500045 485A24E 40 811-24680 91500046 ONE POST OFFICE CIRCLE BOSTON MA 02109 516-555-1212 ONE POST OFFICE CIRCLE BOSTON MA 02109 Putnam Information Science Trust 19910114 Hewlett Packard 2222222222 3571 234432439 CO 1231 485A24E 33 033-12345-01 91560047 234 MAIN STREET COLORADO SPRINGS CO 80840 312-555-1212 234 MAIN STREET COLORADO SPRING CO 80840 Hewlett Packard Systems 19910114 Example 4 Transfer of Act/File Number from a Registrant which is Deleted to a Registrant which is Created The submission in this example has the following structure before the correction is transmitted (documents have been ignored because they cannot be changed by this type of post-acceptance correction): submission 2222222222-91-000152 3 UŽŽŽŽŽŽŽU 3 filer 6666666666 3 UŽŽŽŽŽU filing values 033-12345 The submission after applying the filing transfer in the following example has the following structure (this is the simplest possible filing transfer). The tag values in the submission are the most recent values and may have changed since the original submission: submission 2222222222-91-000152 3 AŽŽŽŽŽŽŽ¨ 3 filer 2222222222 3 UŽŽŽŽŽU 3 filing values 033-12345-01 The dissemination file representing this filing transfer contains the tags and tag values in the following example. Tags specific to this type of correction appear in BOLD. 19911202:182251 2222222222-91-00152 485A24E 2 19911202 Putnam Information Science Trust 6666666666 6799 010198287 MA 1031 485A24E 33 033-12345 91500045 ONE POST OFFICE CIRCLE BOSTON MA 02109 516-555-1212 ONE POST OFFICE CIRCLE BOSTON MA 02109 Putnam Information Science Trust 19910114 Hewlett Packard 2222222222 3571 234432439 CO 1231 485A24E 33 033-12345 91500045 234 MAIN STREET COLORADO SPRINGS CO 80840 312-555-1212 234 MAIN STREET COLORADO SPRING CO 80840 Hewlett Packard Systems 19910114 Example 5 Transfer of File Number/Act from a Remaining Registrant to an existing Registrant The submission in this example has the following structure before the correction is transmitted (documents have been ignored because they cannot be changed by this type of post-acceptance correction): submission 2222222222-91-000152 UŽŽŽŽŽŽŽŽŽŽŽŽAŽŽŽŽŽŽŽŽŽŽŽŽ¨ 3 3 filer filer 6666666666 2222222222 3 3 UŽŽŽŽAŽŽŽŽŽ¨ UŽŽŽŽU 3 3 3 filing filing filing values values values 033-12345 811-14680 033-12345-01 The submission after applying the filing transfer in the following example has the following structure. The tag values in this file and may have changed since the original submission: submission 2222222222-91-000152 UŽŽŽŽŽŽŽŽŽŽŽŽAŽŽŽŽŽŽŽŽŽŽŽŽ¨ 3 3 filer filer 6666666666 2222222222 3 3 AŽŽŽŽ¨ UŽŽŽŽAŽŽŽŽŽ¨ 3 3 3 filing filing filing values values values 811-24680 033-12345 811-14680 The dissemination file representing this filing transfer contains the tags and tag values in the following example. Tags specific to this correction appear in BOLD. 19911202:182251 2222222222-91-00152 485A24E 2 19911202 Putnam Information Science Trust 6666666666 6799 010198287 MA 1031 485A24E 33 033-12345 91500045 485A24E 40 811-24680 91500046 ONE POST OFFICE CIRCLE BOSTON MA 02109 516-555-1212 ONE POST OFFICE CIRCLE BOSTON MA 02109 Putnam Information Science Trust 19910114 Hewlett Packard 2222222222 3571 234432439 CO 1231 485A24E 33 033-12345-01 91560047 485A24E 33 033-12345 91500045 234 MAIN STREET COLORADO SPRINGS CO 80840 312-555-1212 234 MAIN STREET COLORADO SPRING CO 80840 Hewlett Packard Systems 19910114 Example 6 Transfer of a Document from one Document Type to Another The submission in this example has the following structure before the correction is transmitted (filers and filing values have been ignored because they cannot be changed by this type of post- acceptance correction): submission 2222222222-91-000152 3 UŽŽŽŽŽŽŽŽŽŽŽŽU 3 document 10-K 3 3 text The submission in this example has the following structure after the correction is transmitted (filers and filing values have been ignored because they cannot be changed by this type of post- acceptance correction): submission 2222222222-91-000152 3 AŽŽŽŽŽŽŽŽŽ¨ 3 document 10-C 3 text The dissemination file representing this document transfer contains the tags and tag values in the following example. Tags specific to this type of correction appear in BOLD. 19911202:182251 2222222222-91-00152 485A24E 2 19911202 Putnam Information Science Trust 6666666666 6799 010198287 MA 1031 485A24E 33 033-12345 91500045 485A24E 40 811-24680 91500046 ONE POST OFFICE CIRCLE BOSTON MA 02109 516-555-1212 ONE POST OFFICE CIRCLE BOSTON MA 02109 Putnam Information Science Trust 19910114 Hewlett Packard 2222222222 3571 234432439 CO 1231 485A24E 33 033-12345-01 91560047 234 MAIN STREET COLORADO SPRINGS CO 80840 312-555-1212 234 MAIN STREET COLORADO SPRING CO 80840 Hewlett Packard Systems 19910114 10-K 001 10-C 001